Who is to own nature?
Market society often bundles complex rights
of access,transferability and control and
calls it ownership. This bundle of rights
is especially complicated in natural systems
-- embedded in international treaties,
national law, and local usage. Distribution
of rights is vigorously contested. How
rights -- public, private, and hybrid --
are defined and distributed present both
dilemmas and opportunities for conservation
and development.
Preservation
of biodiversity depends on the interaction of natural
systems with human systems. Conservation in modern
times typically relies on public authority, often ultimately
on public ownership. But who is the public? Ranchers,
foresters and miners in the American West contest the
claims of Washington, D.C. and federal agencies, often
in violent ways. "Indigenous peoples" in
poor nations contest national parks and protected areas.
The genomics revolution makes possible ownership of
nature on a much smaller scale -- beginning with genes.
Ownership of the "building blocks of life" is
hotly debated globally, and increasingly in the United
States as well -- a nation with a very strong property
regime. It is crucial that social and policy scientists
understand the technical implications of this transformation,
just as scientists need to examine implications of
the evolving property systems that affect both access
to nature and the incentive structure surrounding inventions.
Conflicts
over ownerships in large landscapes are pervasive
in history as in contemporary times.
The results of conflicts are frequently inimical
to both conservation and development. As the possible
scale of ownership grows smaller with genomics,
disputes move from landscapes to cells. Strong
property-rights regimes are conventionally considered
the sine qua non condition for innovation. The
classic case is pharmaceutical,where lucrative "hits" are
rare and development and testing costs very high.
Patents on both process innovations and end products
are seen as necessary to spur investment. Yet is
it possible that in fields of rapidly changing
technology, conventional theory is turned on its
head: strong property rights stifle innovation
by increasing transaction costs. The common analogy
is to words in literature: surely one cannot establish
intellectual property rights in the individual
words used by a novelist, but it seems right that
the paragraphs are worthy of protection. Perhaps
even the sentences. But what if the sentences are
derived from folk proverbs, street slang, remembered
conversations -- so tangled over time that it is
difficult to tell where innovation starts and heritage
stops. Patenting of words would quickly put a halt
to much creative work in literature.
In the field of transgenic crops, who is to own
products built on generations of human experimentation
and hard-won knowledge? What institutional arrangements
are capable of ensuring benefit-sharing sufficient
both to maintain the natural base and to facilitate
continued research? What local, national and global
institutions can provide authoritative knowledge
about the safety and risks of bioengineering? Failure
to resolve these controversies threatens to deny
benefits of the biological revolution to people
in both rich and poor countries.
The
list of medical and agricultural discoveries
is large and growing
rapidly, as are the sources
of resistance and unanticipated consequences. Wild
biota have contributes significantly to innovation
by providing insights and specimen; declining biodiversity
increases the urgency of conservation. The pressing
practical question is the appropriate balance of
public interest and distributed rights in biological
resources. Existing institutional mechanisms lag
both technological advances and market forces.
One means of giving material value to protection
of biodiversity is through "bioprospecting" agreements
in which firms pay upfront costs for access to
wild biota and agree to share profits from any
commercialized discoveries. The first such agreement
was brokered by Cornell. These same arrangements
are criticized as “biopiracy” in the
mounting protest against globalization.
Biopiracy
Biological
materials have been moving around the globe for
centuries;
theft was not uncommon as
a mode of acquisition. "Biopiracy" now
refers to a form of neo-colonialism in which the
biological riches of the South are appropriated
without adequate compensation by vectors of the
North. Ironically, one of the most lucrative recent
cases of biopiracy did not move from South to North,
but from North to North. The PCR invention which
enables efficient DNA replication was derived from
a unique thermophilic microbe -- Thermus aquaticus
-- obtained in Yellowstone National Park. This
process entered public culture through the O.J.
Simpson trial, before which few people outside
laboratories had ever thought about it.
Benefits
from this invention were eventually captured
by a European
firm (Hoffman-La Roche), which held
the property rights and made well over a billion
dollars from same. No benefits were returned to
Yellowstone, the park service, or the people of
the United States. In the wake of this loss, the
Yellowstone Research Foundation entered into a
bioprospecting agreement with Diversa Corporation
to see if other micro-organisms of the unique thermal
environment of Yellowstone might have such useful
properties. The deal provided a prospecting fee
upfront for the Park, and a guarantee of a share
of profits should there be any. The impetus for
this deal came in part from Costa Rica’s
experience, through a visit by Bill Clinton and
Bruce Babbitt to Costa Rica. The more distal roots
were entwined with Cornell, through which the original
INBio agreement with Merck in Costa Rica was crafted.
Yellowstone’s benefit-sharing agreement with
Diversa is now in the federal courts, challenged
by environmentalists who argue that it is illegal
on a number of grounds -- failure to consult the
public that owns national parks, failure to conduct
an environmental impact statement, and the prohibition
in U.S. law of removal of any material -- even
invisible material in tiny quantities -- from a
national park, among others. The environmentalists
have won a partial victory on one issue,lost on
another, but appeals may well take years to resolve.
Birth pains of a new property regime stand in the
way of public-goods production.
Sustainable Development: As we look to these puzzles
at Cornell University, we find ourselves linking
two kinds of intellectual and practical puzzles.
First: how is public authority to protect natural
systems constituted, realized on the ground at
various levels (from village commons to global
soft-law regimes), contested and undermined by
pressures of livelihood and profit? These are well-established
puzzles with a vast literature and no clear solutions,
as they centrally concern justice and legitimacy.
Biotechnology forces reconceptualization of those
traditional problematics. The second puzzle is
then: How does the biological revolution alter
our conventional concerns with integrity of ecological
systems, distribution of rights, power and money,
and improvement in people's lives? These two puzzles
are joined by an overworked but persistent condensation
concept: sustainable development.
Any list of serious obstacles to sustainable development
will include a number of intractable problems which
can -- in principle -- be solved through genetic
engineering, provided adequate safeguards and means
of technology transfer at reasonable cost.
Moreover, biotechnology offers significant prospects
for conserving biodiversity by limiting destructive
practices while obtaining higher and more stable
yields on less land.
Genes
conferring drought resistance, for example, might
alleviate
politically and developmentally
crippling conflicts over water control and access
which drive both small and large-scale dispute
in many parts of the world. Improvements in non-commercial
or subsistence crops (often termed "inferior
grains" despite their nutritional characteristics)
do not attract corporate research efforts but offer
great potential for food security.
Pest-resistant
strains can reduce damaging application of toxins
that enter ground water and harm agricultural
workers. Genetic engineering for nutrition can
provide enhanced health to poor people -- the so-called "golden
rice" with Vitamin A being a much discussed
example. Gordon Conway, President of the Rockefeller
Foundation, refers to this potential as a "doubly
green revolution." With appropriate targeting
of research and solution to property rights questions,
the developmental consequences are profound but
as yet little understood. What institutional developments
would promote production of public goods in this
field?
The
genomics revolution has spawned considerable
fear in the mind of
the public, some justified,
much self-evidently exhibiting a basic lack of
information about the process and outcome. Yet
the practical questions were sufficiently compelling
that people from disciplines as different as law,
economics, anthropology, political science and
plant breeding, among others, are comfortable talking
to one another at Cornell University. We have concluded,
however, that three tasks are urgent if public
goods in genetic engineering are to be realized:
we need to “regroove” a generation
of researchers used to disciplinary discourse;
we need to find means of expressing our findings
in a way that is comprehensible in public discourse;
and we need to find means of training a new generation
of students in this inherently interdisciplinary
problematic.
Ronald J. Herring is John S. Knight Professor
of International Relations and Professor of Government
Director, The Mario Einaudi Center for International
Studies.
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